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Course Outline
1. Institutional and Legal Landscape of Professional Oversight Councils
- Legal nature, autonomy, and TCU supervision
- Duties of directors and regional councils
- Annual accountability requirements to the TCU (SISTC / e-Contas)
2. Case Studies and TCU Jurisprudence
- Typical irregularities and audit findings in professional councils
- TCU rulings on improper expenditures, per diems, contracts, and agreements
- Clarifying the liability of directors and advisors
3. Best Practices and Risk Mitigation
- Implementing internal controls and segregation of duties
- Conducting internal audits and monitoring risks
- Regularizing outstanding issues and responding to TCU determinations
4. Practical Workshop (Optional)
- Drafting reports for the TCU
- Simulating cases based on actual TCU decisions
Wrap-up and Action Items
Requirements
- Understanding of public administration and governance principles
- Foundational knowledge of administrative law and public procurement
- Background in management or advisory positions within professional councils
Target Audience
- Board members and directors of professional regulatory councils
- Legal counsel and compliance professionals supporting these councils
- Internal auditors and administrative personnel accountable for compliance reporting
14 Hours
Testimonials (2)
The trainer was helpful..
Attila - Lifial
Course - Compliance and the Management of Compliance Risk
Speed of response and communication