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Course Outline

1. Institutional and Legal Landscape of Professional Oversight Councils

  • Legal nature, autonomy, and TCU supervision
  • Duties of directors and regional councils
  • Annual accountability requirements to the TCU (SISTC / e-Contas)

2. Case Studies and TCU Jurisprudence

  • Typical irregularities and audit findings in professional councils
  • TCU rulings on improper expenditures, per diems, contracts, and agreements
  • Clarifying the liability of directors and advisors

3. Best Practices and Risk Mitigation

  • Implementing internal controls and segregation of duties
  • Conducting internal audits and monitoring risks
  • Regularizing outstanding issues and responding to TCU determinations

4. Practical Workshop (Optional)

  • Drafting reports for the TCU
  • Simulating cases based on actual TCU decisions

Wrap-up and Action Items

Requirements

  • Understanding of public administration and governance principles
  • Foundational knowledge of administrative law and public procurement
  • Background in management or advisory positions within professional councils

Target Audience

  • Board members and directors of professional regulatory councils
  • Legal counsel and compliance professionals supporting these councils
  • Internal auditors and administrative personnel accountable for compliance reporting
 14 Hours

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